Secretary of State 101 Articles
- What are the initial application requirements to become a loan broker?
- What are the initial application requirements for a collection agency?
- What are the exemptions for the loan broker licensing requirement?
- What are the agencies related to the Securities Division?
- May an originator work for multiple loan brokers?
- May a broker dealer agent be registered with more than one firm?
- Is there a filing fee owed to the Securities Division for a Uniform Limited Offering Exemption (ULOE)?
- Is it mandatory for each investment adviser firm to register through the IARD?
- In terms of being a broker dealer agent, what is the "Gap Rule?"
- If an originator leaves a loan broker, must the loan broker notify the Secretary of State's Securities Division?
- How to obtain my voter information?
- How many interim plates can I order?
- How long does the Secretary of State's Securities Division reserve the right to take in reviewing a pending investment adviser?
- How long does a loan broker have to register an originator
- How does a broker dealer applicant receive an exam waiver?
- How do you obtain an Apostille/Authentication?
- How do you file a UCC Lien?
- How do I vote by absentee ballot?
- How do I request a hearing and what does that mean?
- How do I reinstate a business?
- How do I register to vote in Indiana?
- How do I get a National Criminal Background check?
- How do I file a dealer complaint?
- How do I file a business entity report?
- How do I contact the Secretary of State's Securities Division?
- How do I apostille a Power of Attorney?
- How can I update my Registered Agent?
- How can I reach my investigator, or the investigator assigned to my area?
- For a franchise, are there any de minimus clauses?
- Does the State have a de minimus clause that applies to investment advisers?