Waiver requests must be submitted through the Indiana Securities Portal available at securities.sos.in.gov. The criteria for a broker-dealer examination waiver is listed under 710 IAC 4-8-2(e).
Waiver requests must be submitted through the Indiana Securities Portal available at securities.sos.in.gov. The criteria for a broker-dealer examination waiver is listed under 710 IAC 4-8-2(e).