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Secretary of State 101 Articles

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  • Does the Securities Division have any additional filing requirements for Registration by Qualification?
  • Does Indiana require fingerprint cards to register investment adviser representatives?
  • Do the SEC registered investment advisers need to register their investment adviser representatives in Indiana?
  • Do I have to be licensed as both a principal manager and a loan originator?
  • Do I file everything online for the investment adviser registration?
  • Can I just get a license to go to the auction and buy cars?
  • Can I issue the customer an additional interim plate?
  • Can I go online and get a list of licensed dealers? How often is this updated?
  • Are there any other Securities Division filing requirements for a Registration by Coordination?
  • Are amendment filings required for a franchise?
  • According to loan broker regulations, must wages and/or commissions be reported on IRS form W2 or may IRS form 1099 be used for a loan broker?
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