Secretary of State 96 Articles
- Where do I find a Certificate of Existence or Good Standing?
- How do I become an auto dealer?
- What do I file with Secretary of State, Securities Division, to become a registered broker dealer?
- Does Indiana register party affiliations?
- Who do I contact about Corporation filing?
- Where do I register to vote?
- Where do I register a sole proprietorship?
- Where do I locate the Registered Agent for a business?
- Where do I go to get an international document notarized/apostille?
- Where do I find information to start a new business?
- Where can I get the bond required to become a loan broker
- Where can I find out about the Series 65 & 66 exams to become an investment advisor?
- When is the renewal registration for a franchise due?
- When do the SAFE requirements go into effect?
- What's involved in the dealer licensing process?
- What test(s) must I take to become a registered investment advisor?
- What payment methods does the Secretary of State's Securities Division accept for filing fees?
- What kind of background check is required and how often?
- What is the test requirement to be a broker dealer principal
- What is the test requirement to be a broker dealer agent?
- What is the Securities Division's initial filing requirement for a Registration by Qualification (RQ)?
- What is the requirement for Offices of Supervisory Jurisdiction and branch offices of broker dealers?
- What is the registration fee for an investment adviser firm
- What is the licensing period for a collection agency?
- What is the education requirement to become a loan originator or principal manager?
- What is the audited financial reporting requirement for broker dealers?
- What filing requirements does the Securities Division have for SEC Rule 505 under the Uniform Limited Offering Exemption?
- What filing requirements does the Securities Division have for SEC Rule 504 under the Uniform Limited Offering Exemption?
- What filing requirements does the Securities Division have for federal covered securities under SEC Rule 506?
- What else do I need to know about being a licensed dealer?