Secretary of State 102 Articles
- What does the Securities Division require for a Registration by Qualification renewal?
- What filing requirements does the Securities Division have for federal covered securities under SEC Rule 506?
- What is the audited financial reporting requirement for broker dealers?
- What is the Securities Division's initial filing requirement for a Registration by Qualification (RQ)?
- What kind of background check is required, and how often is it required, in order to be licensed as a mortgage loan originator or principal manager?
- What payment methods does the Secretary of State's Securities Division accept for filing fees?
- When is the renewal registration for a franchise due?
- Where can I find out about the Series 65 & 66 exams to become an investment advisor?
- Where can I get the bond required to become a loan broker?
- Where can I get the bond required to become a loan broker?
- What do I file with Secretary of State, Securities Division, to become a registered broker dealer?
- Does the Secretary of State, Securities Division, have a list of courses that fulfill the initial education requirement for loan brokers, including the Indiana and federal law requirement?
- Does the Secretary of State, Securities Division, provide a sample of the required loan broker agreement?
- How do I transfer my loan originator or principal manager registration to a new loan broker?
- Can I issue the customer an additional interim plate?
- How do I file a dealer complaint?
- Why was my business filing rejected? What are the next steps?
- Where do I find information to start a new business?
- How can I check if a business name is available?
- How can I search for a business?
- How can I look up information about a business (registered agent, status, address, etc.)
- How can I update my Notary Public information?
- What is a registered agent and why do I need one?
- How can I get a Certificate of Existence or Good Standing?
- How can I make a change to my business information (name, officers, principles, address, etc.)?
- Where can I find information about intarenational notarization/authentications/apostilles?
- How do I start a business?
- How can I file an assumed business name/DBA/Doing business as
- Where can I find information on trademarks?
- Where can I find information on becoming a Notary Public