What filing requirements does the Securities Division have for federal covered securities under SEC Rule 506? – IN.gov

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Governor Eric J. Holcomb

What filing requirements does the Securities Division have for federal covered securities under SEC Rule 506?

August 16, 2020 13:17
Updated

* File the following items within 15 days after first sale in Indiana

* Form D

* 506 offerings must be submitted through the NASAA EFD system