* Broker dealer application
* Audited financials - if this is a new broker dealer, the minimum requirement is an unaudited financial report prepared within the previous 60 days
* And any additional items requested by the Division
* Broker dealer application
* Audited financials - if this is a new broker dealer, the minimum requirement is an unaudited financial report prepared within the previous 60 days
* And any additional items requested by the Division