Secretary of State 101 Articles
- How do I dissolve/close my business?
- Where do I find a Certificate of Existence or Good Standing?
- How do I become an auto dealer?
- Does Indiana register party affiliations?
- Where do I register a sole proprietorship?
- Where do I go to get an international document notarized/apostille?
- Where do I find information to start a new business?
- Where can I find out about the Series 65 & 66 exams to become an investment advisor?
- What's involved in the dealer licensing process?
- What test(s) must I take to become a registered investment advisor?
- What kind of background check is required and how often?
- What is the test requirement to be a broker dealer principal
- What is the test requirement to be a broker dealer agent?
- What is the requirement for Offices of Supervisory Jurisdiction and branch offices of broker dealers?
- What is the registration fee for an investment adviser firm
- What is the licensing period for a collection agency?
- What is the education requirement to become a loan originator or principal manager?
- What filing requirements does the Securities Division have for SEC Rule 504 under the Uniform Limited Offering Exemption?
- What else do I need to know about being a licensed dealer?
- What does the Securities Division require for a Registration by Coordination renewal?
- What do I file on the CRD to become a registered broker dealer?
- What are the self-executing securities exemptions?
- What are the Securities Division's initial filing requirements for an Investment Company (IC)?
- What are the Securities Division's initial filing requirements for a Registration by Coordination (RC)?
- What are the Securities Division's annual filing requirements for an Investment Company?
- What are the renewal franchise registration requirements?
- What are the renewal application requirements for a collection agency?
- What are the loan broker, loan originator and principal manager renewal application requirements
- What are the initial franchise registration requirements?
- What are the initial application requirements to become a registered loan originator or principal manager?