October 29, 2019 20:15 Follow * U1 * U2 * U2A * Prospectus * Exhibits * Advertising Materials * Initial filing fee of $500.00 Related articles What kind of background check is required, and how often is it required, in order to be licensed as a mortgage loan originator or principal manager? What are the initial franchise registration requirements? What filing requirements does the Securities Division have for federal covered securities under SEC Rule 506? How can I prepare for college? What does the Securities Division require for a Registration by Qualification renewal?