October 29, 2019 20:15 Follow * U1 * U2 * U2A * Prospectus * Exhibits * Advertising Materials * Initial filing fee of $500.00 Related articles What kind of background check is required, and how often is it required, in order to be licensed as a mortgage loan originator or principal manager? What are the initial franchise registration requirements? What does the Securities Division require for a Registration by Qualification renewal? What filing requirements does the Securities Division have for federal covered securities under SEC Rule 506? How do I start a business?