January 15, 2020 01:29 Updated Follow You must fulfill the exam requirements by passing the S7 and the S66 or by passing the S65 or by holding in good standing one or more of the following approved professional designations: CFP, CFA, ChFC, CIC, or PFS Related articles Can I schedule a driving skills exam online? By phone? Where can I find out about the Series 65 & 66 exams to become an investment advisor? Does Indiana require fingerprint cards to register investment adviser representatives? What kind of transactions can I do online? What does the Attorney General's Office do?