January 15, 2020 01:29 Updated Follow You must fulfill the exam requirements by passing the S7 and the S66 or by passing the S65 or by holding in good standing one or more of the following approved professional designations: CFP, CFA, ChFC, CIC, or PFS Related articles Can I schedule a drive test online? By phone? Does Indiana require fingerprint cards to register investment adviser representatives? What is the requirement for Offices of Supervisory Jurisdiction and branch offices of broker dealers? How does a broker dealer applicant receive an exam waiver? Do the SEC registered investment advisers need to register their investment adviser representatives in Indiana?