December 15, 2017 18:41 Updated Follow * No, there is no filing fee Related articles What filing requirements does the Securities Division have for SEC Rule 504 under the Uniform Limited Offering Exemption? What filing requirements does the Securities Division have for federal covered securities under SEC Rule 506? How long does the Secretary of State's Securities Division reserve the right to take in reviewing a pending investment adviser? When is the renewal registration for a franchise due? Do I file everything online for the investment adviser registration?