January 25, 2021 16:23 Updated Follow Each branch must be supervised by an Office of Supervisory Jurisdiction either inside or outside of Indiana Related articles What's involved in the dealer licensing process? What is the audited financial reporting requirement for broker dealers? What are the Securities Division's initial filing requirements for an Investment Company (IC)? In terms of being a broker dealer agent, what is the "Gap Rule?" Are there any other Securities Division filing requirements for a Registration by Coordination?