May 22, 2018 18:40 Updated Follow All exemptions found at IC 23-19-2-1 and IC 23-19-2-2 are self-executing. Related articles Is there a filing fee owed to the Securities Division for a Uniform Limited Offering Exemption (ULOE)? How do I contact the Secretary of State's Securities Division? What filing requirements does the Securities Division have for SEC Rule 504 under the Uniform Limited Offering Exemption? What filing requirements does the Securities Division have for federal covered securities under SEC Rule 506? What kind of background check is required and how often?