March 30, 2017 18:25 Updated Follow Due on request by the Securities Division. See rule removing the requirement for annual reports: see 710 IAC 4-7-4 Related articles What do I file with Secretary of State, Securities Division, to become a registered broker dealer? How do I become an auto dealer? Who is required to complete the Entity Annual Report (E-1)? What is the test requirement to be a broker dealer principal How long does the Secretary of State's Securities Division reserve the right to take in reviewing a pending investment adviser?