March 30, 2017 18:25 Updated Follow Due on request by the Securities Division. See rule removing the requirement for annual reports: see 710 IAC 4-7-4 Related articles What is the requirement for Offices of Supervisory Jurisdiction and branch offices of broker dealers? Where can I find help? Who can help me? How can I find the information I am seeking? What do I file with Secretary of State, Securities Division, to become a registered broker dealer? What are the initial application requirements to become a loan broker? How do I become an auto dealer?